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Multifaceted securities and federal regulatory, disclosure and transaction information. 

Disclosure & Transactions

Complete collection of SEC EDGAR® filings, updated in real time. Search fields include filing and company levels.

  • View filing sassociated with initial public offerings, including registration statements, prospectuses, and pricing supplements through the IPO search.

  • Examine 10-K and 8-K items to identify disclosure on legal proceedings, MD&A, D&O, executive compensation, beneficial ownership, and financial statements.

Laws, Rules, Agencies

Cross-search the federal regulatory landscape. Includes regulatory, guidance, enforcement, research and news publications from nearly 50 federal agencies and subagencies, including complete coverage of the SEC. Also includes the Federal Register, the complete and current CFR and the complete U.S. code.

SEC Comment Letters search page provides filtering by industry, location and the form type of the subject filing. View all letters in a related comment letter thread, and generate a single PDF that consolidates them. 

All Relevant Database(s),  Government Publication 
Resource is available on-campus or off-campus via EZProxy; Click the resource name to access it or here for off-campus instructions.
Full text is available.

 

HOURS for March 26, 2019

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